- SEC Rule 144
- A rule issued by the SEC that governs stock issued under special circumstances.See control stock, dribble rule and restricted stock. American Banker Glossary
Financial and business terms. 2012.
SEC Rule 144
Look at other dictionaries:
Rule 144 — See SEC Rule 144. American Banker Glossary Restricts solicitation of buyers to complete the sell order of an insider ( insiders) (unless the firm is already a buyer); signified by a flashing E on Quotron. Bloomberg Financial Dictionary … Financial and business terms
Rule 144 — USA An SEC rule that permits resales or secondary distributions of restricted securities and control securities. Rule 144 of the Securities Act provides that a compliant resale does not involve a distribution of securities. So, a person complying … Law dictionary
Rule 144 — A Securities and Exchange Commission rule that sets the conditions under which restricted, unregistered and control securities can be sold. These are the five conditions that must be met for these securities to be sold: 1. The prescribed holding… … Investment dictionary
Form 144 — On December 6, 2007, the SEC published final rules revising Rule 144 under the Securities Act of 1933, which regulates the resale of restricted securities and securities held by affiliates. The amendments to Rule 144, among other things:#Shorten… … Wikipedia
Net capital rule — The uniform net capital rule is a rule created by the U.S. Securities and Exchange Commission ( SEC ) in 1975 to regulate directly the ability of broker dealers to meet their financial obligations to customers and other creditors.[1] Broker… … Wikipedia
Form 144 — A form that must be filed with the SEC when an executive officer, director, or affiliate of a company places an order to sell that company s stock. Also known as Rule 144. There are five basic requirements fill in order to sell under 144: 1. The… … Investment dictionary
District of Columbia home rule — The United States Congress has ultimate authority over the District … Wikipedia
Korea under Japanese rule — (Chōsen (Korea), Empire of Japan) 日本統治時代の朝鮮(大日本帝国朝鮮) 일제 강점기 (日帝强占期) Japanese colony … Wikipedia
American depositary receipt — Banking A series on Financial services … Wikipedia
American Depositary Receipt — An American Depositary Receipt (or ADR) represents the ownership in the shares of a foreign company trading on US financial markets. The stock of many non US companies trades on US exchanges through the use of ADRs. ADRs enable US investors to… … Wikipedia
